SEBI REGISTRATION NO : INZ000000216
MEMBER CODE : 90033
CM SEGMENT CODE : 42059
F&O SEGMENT CODE : 33693

RISK MANAGEMENT POLICY
01.08.2018

DSAS follows a dealer wise risk control mechanism. Accordingly, the risk management parameters are set as under

DEALER WISE LIMITS

Limits will set branch/ dealer wise. The default branch limit would be an exposure of Rs. 25 lakh. Any further exposure or reduction in the exposure limit to be decided by Mukesh P Shah, Compliance officer, based on the dealer track record and margin available

CLIENT WISE LIMITS

Internet trading clients will be set limits according to their track record and margin available. For any client continuously in debit for more than 5 days, further buying is to be stopped immediately. In case of clients in debit for more than 15 days without prior approval of Executive (Risk), total operations may be stopped and the accounts to be squared off after due notice unless approved by. In case of account still being in debit, notices to be issued and thereafter arbitration to be filed


CLIENT MAPPING

Codes to be mapped to the respective dealers only and not to any other entity, except as decided by Executive Risk at Head Office.


INTERNET TRADING CLIENTS

Limits to internet trading clients to be set by Executive (Risk) in consultation with the Branch In Charge.


EXCEPTIONAL CIRCUMSTANCES

All exceptional circumstances to be escalated to Rajesh P Shah, Proprietor